How are the Wealth Management guys viewed in the general Financial Industry? What are the salary and bonus structures for guys in Wealth Management, compared to say those in the trading and brokering

From the mid-1960s to the last few years, "Wealth Management" / "Private Client" / "Retail", was the least distinguished and least respected division of an investment bank. Historically these were the only employees that technically didn't draw a base salary and never could expect to achieve partnership.   The failure rate has always been extremely high, and the requirement that one cold call several hours a day for a significant portion of one's career, made the job highly unattractive compared to Investment Banking, Trading, Asset Management or any of the other divisions in the bank.

Category: Wealth management


Trovato Wealth Management

Welcome to Trovato Wealth Management Trovato Wealth Management is an independent financial planning and wealth management firm based in Bakersfield, California.   For more than 15 years Joe Trovato has been serving as a trusted advisor for successful individuals, families and businesses, primarily right here in the Kern County area.   Simply put, our job is to protect your lifestyle after you stop working.   Over the years we have refined our approach to a very effective four step process: Engage, Plan, Implement & Review.   To learn more about our proprietary process, please visit our Process page.

Category: Wealth management


HighTower wins a $700 million Merrill Lynch advisor in Maryland horse country and wrests an LA-based IAR from an RIA

News, Vision & Voice for the Advisory Community The Chicago consolidator's transitions teams had a brutally busy Presidents' weekend bringing aboard teams on both coasts simultaneously, from Merrill and The Presidio Group February 23, 2012 — 4:19 AM UTC by Brooke Southall Brooke’s Note: I enjoyed interviewing Leo Kelly whose Sparks, Md. office has the world headquarters of the McCormick spice company on one flank and some of the nation’s more storybook horse country on the other. It brought back memories. In the 1990’s I rented a room in a house on a farm right nearby.

Category: Wealth management


United Capital takes a human approach to financial life management.

United Capital began to rethink its technology when rapid growth and a series of acquisitions of like-minded local advisory practices quickly exposed the limitations of its homegrown CRM solution. After an in-depth search, Duran and his team selected Salesforce as the central technology platform because it had the flexibility to scale while being easily customizable to meet the unique needs of various offices. “It gave us the ability to grow not just in size but also in capabilities,” said Mike Capelle, Head of Platform. The onboarding process, data migration, communication between offices, and systems integration are now streamlined, with all 82 offices supported on just one primary, on-premises server.

Category: Wealth management


Disclosure

The FCA does not regulate tax planning or lifetime cash flow planning and certain aspects of corporate services. Levels and bases of, and reliefs from taxation are subject to change. Tax reliefs referred to are those currently applying and their value depends on the circumstances of the individual investor. The Financial Conduct Authority is an independent body that regulates financial services in the UK. Succession Group Limited is not authorised by the FCA to conduct any regulated activity in the UK. All advice is provided through subsidiary businesses which are all authorised and regulated by the Financial Conduct Authority.

Category: Wealth management


Welcome | Infocus

We commenced operations in 2001 with a small financial advice team based on Queensland’s Sunshine Coast.  Since those humble beginnings, we have grown to become one of Australia’s leading wealth managers, with 70 staff operating from 5 corporate offices and national operations spanning financial advice, funds management and wealth technology (‘fintech’). At Infocus, our vision is to provide quality advice for Australians from all walks of life.  We are committed to this vision because we know quality financial advice changes people’s lives.   This isn’t about a bank account, a credit card or a loan: quality financial advice is about an enduring relationship with a trusted adviser that guides you through your financial life with compassion, commitment and support.

Category: Wealth management


David Nicholas

David Nicholas is the president and founder of Nicholas Wealth Management, a full-service investment and financial planning firm in Atlanta, Georgia. A graduate of Kennesaw State University, David has a Bachelor of Business Administration degree in Finance with a concentration in Economics. He is curently pursuing his Masters (M. S. ) in Financial Planning from the University of Georgia.  He also holds a certificate in adaptive leadership from Georgia State University. He maintains FINRA Series 7, 63 and 65 securities licenses and Georgia life and health insurance licenses.

Category: Wealth management


Mark Schreiber, CPA

Check the background of your financial professional on FINRA's BrokerCheck The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker-dealer, state- or SEC-registered investment advisory firm.

Category: Wealth management


ADAM SOLOMON AND CHARLOTTE DAVIES SUCCESSFUL IN OBTAINING NOVEL FORM OF SPRINGBOARD RELIEF

Adam Solomon and Charlotte Davies successful in obtaining novel form of springboard relief. Read a copy of the Judgment HERE. Springboard relief and orders for affidavit evidence In the recent case ofDorma UK Ltd v Bateman & Ors (2015)the High Court granted a springboard injunction against a team of ex-employees to restrain them from working for a competitor, and poaching customers or employees, in the terms of restrictive covenants found in only one of their employment contracts. It also granted injunctions to protect Dorma’s confidential information, but declined to make an order for the provision of affidavit evidence on the basis that there would be a speedy trial.

Category: Wealth management


Stephen Sleight - Meet the Team

Stephen joined St.  James's Place in 2007 and is a Chartered Financial Planner, which is the industry�s gold standard for financial planners. Only a few select Financial Advisers in the North East have attained Chartered status, confirming his technical expertise. Having worked in the financial services industry for over 20 years, Stephen has set up a strong team that are committed to building and sustaining long term relationships based on trust, superior service and the quality of advice given. Strategic planning, problem solving and the ability to think outside the box are Stephen�s main strengths and he is committed to building long term, trusting relationships with his clients.

Category: Wealth management


← Prev  Next →

1   2   3   4   5   6   7   8   9   ...   11288   11289   11290   11291